Non-Reliance Letter for Investment and Securities

Investment Non-Reliance Letter

Secure your investment deals and protect all parties with our professionally drafted Investment Non-Reliance Letter Template for Investment Opportunities and Securities in the UK. Designed for investors, corporate clients, solicitors, and financial advisers, this template provides a robust legal framework confirming that parties do not rely on certain statements, reports, or representations in investment agreements, securities offerings, or due diligence processes.

This UK investment non-reliance template ensures clarity, limits liability, and safeguards both investors and issuers in multi-party financial transactions, including private placements, stock offerings, and venture investments.

Why Choose This Investment Non-Reliance Letter Template?

Secure Your Deals
Confirms which statements and information are not relied upon, reducing legal and financial exposure.

Comprehensive & Legally Robust
Covers representations, disclaimers, acknowledgements, and scope of reliance, tailored for investment and securities transactions.

Professionally Drafted
Reflects solicitor-style drafting suitable for complex financial agreements and regulatory compliance.

Fully Customisable
Editable format allows inclusion of parties, securities details, investment specifics, and exclusions from reliance.

Time and Cost Efficient
Avoid lengthy bespoke drafting while ensuring legally enforceable documentation.

Who Should Use This Template?

• Investors evaluating securities or private placements

• Companies issuing investment opportunities

• Solicitors and legal advisers preparing investment agreements

• Corporate finance professionals managing multi-party transactions

Key Features Included

• UK-compliant non-reliance clauses for investment and securities deals

• Definitions of parties, investment types, and transaction scope

• Limitations on liability and acknowledgement clauses

• Signature and execution blocks for all parties

• Guidance for integrating into due diligence and offering processes

• Optional annexes for investment disclosures or regulatory references

Step-by-Step Instructions for Use

1. Complete all party and investment details accurately.

2. Identify all statements, reports, or advice not relied upon.

3. Specify limitations of liability relevant to the transaction.

4. Ensure all parties read, understand, and sign the template, preferably with legal advice.

5. Retain executed copies for records and compliance purposes, particularly for disputes or regulatory review.

FAQs About Investment Non-Reliance Letters

Q: What is an investment non-reliance letter?
A formal document confirming that parties do not rely on certain statements, representations, or advice when making investment decisions.

Q: Is this template enforceable in the UK?
Yes, when properly executed and incorporated into the investment agreement or securities offering.

Q: Why is this important for investors and issuers?
It clarifies obligations, limits liability, and ensures transparency in complex investment transactions.

Q: Can it be used for different types of securities?
Yes — private placements, stock offerings, bonds, and other investment instruments can all use this template.

Q: How often should this template be updated?
Regularly, to reflect changes in UK securities law and best practices; this version is current for 2026.

Looking for a version tailored specifically to your needs?

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